Capital Senior Auditor

Capital Senior Auditor
Lisboa
Lisboa, Lisboa, Portugal

Job Description:

As part of Finance Second Line of Defense, the Capital Senior Auditor, located in Lisbon, actively supports the Capital Stream Leader, in his/her supervising role of the permanent control framework on the accounting and financial information related to prudential requirements (Basel IV;

CRR3;

ICAAP;

COREP).

Main missions are:

- to maintain the Capital Generic Control Library, together with the relevant people in SMR-Capital Adequacy

- to contribute to the correct understanding of the controls to be performed by various 1Lo
D teams, and by 2Lo
D Finance teams within the Group

- to organize the corresponding certification process for Divisions/Business Lines

- to report on the quality of the control framework to relevant permanent control governance bodies of Finance & Strategy and of the Group

- to define the
- based approach to be used for the 2Lo
D testing campaign on controls performed by the central teams

- to perform the 2Lo
D testing on central teams

- to prepare a synthesis of the 2Lo
D testing outcomes on central teams managed scope to be shared in the relevant F&S committees

- to follow up recommendations on Capital reporting scope worldwide including IG, external auditors and ECB.

- to contribute to internal/external inspections’ requests on permanent control framework on Capital reporting

Responsabilities:

The 2Lo
D check and challenge of controls of the 1Lo
D central teams in his/her direct scope involves the following main responsibilities:

• Understand 1Lo
  D teams’ production and control processes
• Be knowledgeable about the Capital Generic Control Library and related procedures
• Follow up recommendations issued by internal or external control bodies to address deficiencies identified in 1Lo
  D team’s processes
• Implement the
  - based approach and 2Lo
  D testing program defined with the Stream Leader to report the results and evidence of the performance of 2Lo
  D controls in Group tools
• Prepare the synthesis and required document to communicate the controls results to the relevant stakeholders/committees (Group and Business lines level)

The Central 2Lo
D controller on Capital is also expected to:

• Organize the interaction with the 2Lo
  D teams of the Regions involved in the Capital reporting production/control process to gather information on the results of their controls and issues identified impacting the quality of the data used by the 1Lo
  D teams and challenge it
• Coordinate with OPC teams of the 1Lo
  D teams and OPC Watchtower team for all topics related to the tools used to report controls results
• Actively support the Stream Leader in any other task, among which the review of the certificates received at Group level

Main Tasks:

• Experience in control or audit (preferably in the banking and/or financial sector).
• Strong accounting expertise.
• Organizacional skills
• Critical thinking

Language Skills:

- English – Expert