Surveillance Team Leader Porto

Surveillance Team Leader
Porto
Porto, Porto District, Portugal

6 days ago Be among the first 25 applicants

Team presentation and main goal:

We are looking for an experienced professional with financial markets knowledge, who has worked with financial products and has knowledge in trading activity.

Company Description

We are part of the Surveillance team within the Natixis Corporate Investment Bank (CIB) Compliance team. This professional will manage a team of 12 analysts for Trade Surveillance.

Job Description

Main tasks and goals:

• Manage all aspects of Trade Surveillance
• Collaborate with Technology and Third-Party Vendors to refine scenarios and trade alerts, troubleshoot issues, and achieve goals
• Establish and maintain written procedures and governance processes around Trade Surveillance
• Enhance and improve programs for effectiveness and efficiency
• Work with line of business supervisors, first line of defense employees, and compliance managers
• Conduct deep dive investigations of potential issues when necessary
• Stay updated on regulatory changes, internal policy updates, and disciplinary actions to ensure monitoring systems incorporate current search techniques, rules, lexicons, and attributes
• Plan enhancements with internal teams and Third-Party Vendors to include statistical methods, machine learning, and AI in monitoring tools
• Prepare metrics to report monitoring results to senior management, identifying trends or themes for further action

Qualifications

• Degree in Economics, Finance, Management, or relevant field
• Over 3 years management experience
• Advanced knowledge in Surveillance, Compliance, and Financial Markets
• CFA certification is a plus
• Fluent in English (mandatory)
• Advanced skills in Microsoft Office; Bloomberg and Refinitiv are a plus
• Team player with collaborative skills
• Ability to build strong relationships across departments
• Sound judgment and appropriate escalation skills
• Strong analytical and organizational skills

Note: We will only consider CVs in English.

Additional Information

At Natixis, we foster a respectful, inclusive work environment that values diversity. We implement a Blind CV Screening process to reduce hiring bias, excluding personal details such as gender, age, ethnicity, etc. Please submit a blind CV with no personal identifiers.

#Much
More
Than
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AJob

Experience a typical day with team meetings, onboarding, cultural celebrations, brainstorming sessions, and flexible work options, all within a vibrant environment in Porto.

Senior level

• Mid-Senior level

Employment type

• Full-time

Job function

• Information Technology

Industries

• Banking